Our client is a respected financial institution. The Warsaw office was established in 2008 and encompasses two business lines: a rapidly growing International Operations Center (SSC) providing asset and fund services to multiple locations across Europe, and a local custody and settlement business offering broker-dealers, global custodians and investment banks a full local settlement and custody solution in Poland.
what we offer- permanent labor agreement
- Complex on boarding and induction programme
- Trainings, co-financed language courses, professional certifications and post-graduate studies
- Flexible working system, 60% working from home
- Private medical package
- Life insurance
- Employee Pension Plan
- Sports Card
- Lunch Card
- Cafeteria Platform
- Modern, eco-friendly office located near Metro Daszyńskiego station
- Ensure that various activities exercised are organized and executed in accordance with requirements of applicable regulatory framework, professional and ethical standards, as well as with the instructions, policies and procedures issued by Central Compliance teams
- Participate in outsourcing process (feasibility study, SLA review, RAF review), proactively interact with business representatives and other supporting functions and advice on topics related to Compliance as necessary
- Organize permanent system of Compliance market watch (excluding legal and tax)
- Provide support related to Financial Security topics (incl. KYC and AML) to local MLRO
- Act as Compliance point of contact and coordinator for risk management and control framework related process, ensure all required tasks are properly fulfilled, circulate and promote best practices in terms of risk management and control framework
- Act as a Compliance point of contact and coordinator for Banking and Fiscal Regulatory Program related issues (including FBL and Volcker Rule)
- Act as local Compliance FATCA and AEOI, DAC6 and QI Correspondent
- Conduct compliance training and awareness sessions
Regulatory subjects:
- Provide support, advice and opinions to Head of Compliance and other Compliance representatives in the process of implementation of regulatory projects into the local framework
- Coordinate the Regulatory Watch Process for CIB Branch in Poland and contribute to the latter
- Manage local Regulatory Reporting Inventory for the entity
- Coordinate periodical Control Plans, annual Compliance Risk Assessment campaign and appropriate reporting to Central Compliance teams and local Management and to regulators
- Fluent English
- Legal and risk management background
- Experience in Compliance matters
- Knowledge of key Compliance regulations (Polish, UE and international) related to financial market, capital market, investment fund, data protection, banking law and regulatory recommendations
- Knowledge of financial markets (banking, securities, investment funds)
- Experience in the area of Financial Security, incl. KYC and AML
- Experience in the areas of supervision, investigation and control systems
- Detail-oriented, reasonable, upright person with strong ability to response to business and regulatory needs/changes
Employment agency entry number 47
this job offer is intended for people over 18 years of age
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